-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LQC7HeWgm1adTTdd/09QRLx3DMHHbRZktiMghMd8ZyOBSkLxdm1sJdZmGC1xvYX2 llkGJENvVliyuBCrJbAPaA== 0000950130-01-505476.txt : 20020411 0000950130-01-505476.hdr.sgml : 20020411 ACCESSION NUMBER: 0000950130-01-505476 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20011116 GROUP MEMBERS: KNOTT PARTNERS, L.P. FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KNOTT DAVID M CENTRAL INDEX KEY: 0000808722 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 485 UNDERHILL BLVD STREET 2: STE 205 CITY: SYOSSET STATE: NY ZIP: 11791-3419 MAIL ADDRESS: STREET 1: 485 UNDERHILL BLVD STREET 2: STE 205 CITY: SYOSSET STATE: NY ZIP: 11791-3419 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICA SERVICE GROUP INC /DE CENTRAL INDEX KEY: 0000877476 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 510332317 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42037 FILM NUMBER: 1794532 BUSINESS ADDRESS: STREET 1: 105 WESTPARK DR STREET 2: STE 300 CITY: BRENTWOOD STATE: TN ZIP: 37027 BUSINESS PHONE: 6153733100 MAIL ADDRESS: STREET 1: 105 WESTPARK DR STREET 2: STE 300 CITY: BRENTWOOD STATE: TN ZIP: 37027 SC 13G/A 1 dsc13ga.txt AMENDMENT NO. 1 TO SC-13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)/1/ America Service Group Inc. ------------------------------------------------------- (Name of Issuer) Common Stock ------------------------------------------------------- (Title of Class of Securities) 02364L109 ------------------------------------------------------- (CUSIP Number) November 8, 2001 ------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) _______________ /1/ The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). =========================== =========================== CUSIP No. 02364L109 13G Page 2 of 7 Pages =========================== =========================== ================================================================================ 1. NAME OF REPORTING PERSONS - Knott Partners, L.P. I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) T.I.N. #11-2835793 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION New Jersey, U.S.A. - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER: 275,000 SHARES --------------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER: 0 OWNED BY --------------------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER: 275,000 REPORTING --------------------------------------------------------------- PERSON WITH 8. SHARED DISPOSITIVE POWER: 0 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 275,000 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.1% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! =========================== =========================== CUSIP No. 02364L109 13G Page 3 of 7 Pages =========================== =========================== ================================================================================ 1. NAME OF REPORTING PERSONS David M. Knott I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER: 275,000 SHARES --------------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER: 156,700 OWNED BY --------------------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER: 275,000 REPORTING --------------------------------------------------------------- PERSON WITH 8. SHARED DISPOSITIVE POWER: 166,000 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 441,000 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.1% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Item 1(a) Name of Issuer: America Service Group Inc. Item 1(b) Address of Issuer's Principal Executive offices: 105 Westpark Drive, Suite #200 Brentwood, Tennessee 37027 Item 2(a) Name of Person Filing: 1. Knott Partners, L.P. 2. David M. Knott Item 2(b) Address of Principal Business Office or, if none, residence: 1. 485 Underhill Boulevard, Suite 205 Syosset, New York 11791 2. 485 Underhill Boulevard, Suite 205 Syosset, New York 11791 Item 2(c) Citizenship: 1. New Jersey (Place of Organization) 2. United States of America Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP Number: 02364L109 Page 4 of 7 Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: (a) |_| Broker or dealer registered under Section 15 of the Exchange Act; (b) |_| Bank as defined in Section 3(a)(6) of the Exchange Act; (c) |_| Insurance company as defined in Section 3(a)(19) of the Exchange Act; (d) |_| Investment company registered under Section 8 of the Investment Company Act; (e) |_| An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) |_| An employee benefit plan, or endowment fund in accordance with rule 13d- 1(b)(l)(ii)(F); (g) |_| A parent holding company, or control person, in accordance with Rule 13d- 1(b)(1)(ii)(G); (h) |_| A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) |_| A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) |_| Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is to filed pursuant Rule 13d-1(c), check this box |X| Item 4 Ownership: 1. Knott Partners, L.P. See Rows 5 through 9 and 11 on page 2. 2. David M. Knott See Rows 5 through 9 and 11 on page 3. Item 5 Ownership of Five Percent or Less of a Class N/A Item 6 Ownership of More than Five Percent on Behalf of Another Person Persons, other than the Reporting Persons hereunder, have the right to receive or the power to direct the receipt of dividends, or the proceeds from the sale, of the securities reported herein other than the securities owned by Knott Partners L.P.
Page 5 of 7 Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company N/A Item 8 Identification and Classification of Members of the Group N/A Item 9 Notice of Dissolution of Group N/A
Page 6 of 7 Item 10 Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. KNOTT PARTNERS, L.P. November 16, 2001 ------------------------------------ Date /s/ David M. Knott ------------------------------------ Signature David M. Knott/General Partner ------------------------------------ Name/Title November 16, 2001 ------------------------------------ Date /s/ David M. Knott ------------------------------------ Signature David M. Knott ------------------------------------ Name Page 7 of 7 -----END PRIVACY-ENHANCED MESSAGE-----